Dan Newberg, CFP®
Chief Compliance Officer & Partner
Dan is a 25 year veteran in the investment industry and is a CFP® professional. Before coming to Berkeley, Dan worked as a financial advisor at Smith Barney for 10 years. At Berkeley, Dan continues to advise clients on their investments as well as serves as Berkeley’s Chief Compliance Officer.
Dan has also worked on an institutional trading desk at the Chicago Mercantile Exchange. Following the Merc he worked on the floor as a proprietary trader at the Chicago Board of Trade. After his experience on the exchange floors, Dan worked within the trading and risk management division of Hedge Re and Hedge Financial Products in New York City.
Dan graduated from Lake Forest College, where he majored in economics and minored in business. Outside of work, Dan enjoys spending time with his wife and two daughters and has been a devoted Camp Sunshine volunteer for the past 22 years.